The FCA has confirmed a substantial package of measures to improve the trust and transparency of sustainable investment products and...
Results for "FCA"
Compliance expert shares how businesses can help protect their customers against fraud as FCA issues anti-fraud review findings
The Financial Conduct Authority has stated its disappointment with the way firms supported victims of fraud. The review found that in the...
FCA finds further work required to fully embed ‘Guiding Principles’ for ESG and sustainable investment funds
A review by the Financial Conduct Authority (FCA) has found that while most Authorised Fund Managers (AFMs) have made efforts to comply...
Why are ESG Funds under consultation by the FCA?
The FCA is currently in consultation to set sustainable investment reporting standards for funds that can be understood and relied upon by...
FCA secures contract changes for buy-now-pay-later customers as more consumers use the product
New research from the Financial Conduct Authority (FCA) shows that there has been a significant increase in the use of buy-now-pay-later...
MARS users identify similar number of vulnerable people as FCA, MorganAsh data reveals
Firms using vulnerability assessments for their Consumer Duty compliance are identifying a similar proportion of vulnerable clients as the...
Broker mandates vulnerability checks as FCA warns of weak identification
A mortgage and protection brokerage in Liverpool has mandated the completion of vulnerability assessments for all customers, as the FCA...
FCA crypto promotion rules will enhance wealth manager competitiveness – Avaloq
Dr Nils Bulling, Head of Digital Assets Product Domain at Avaloq, comments on the implications of the FCA’s new cryptoasset financial...
Compliance Expert Simplifies FCA’s New Regulations Designed to Support Women
With reports on sexual harassment against women increasing in the financial industry, the Financial Conduct Authority (FCA) had no choice...
The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) propose measures to boost diversity and inclusion in financial services
In consultation papers published today, the financial regulators have set out proposals to boost diversity and inclusion to support...
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