Following Wednesday’s announcement from the FCA requesting progress updates on the Consumer Duty, Linda Gibson, Head of Regulatory Change, EMEA, BNY Mellon Pershing has commented on how to respond as an in-scope firm. Linda's comment can be seen below: The FCA’s ask...
Written by Richard Bassett, VP Digital & Analytics, NICE International The Financial Conduct Authority’s new Consumer Duty has now been in effect for three months, putting increased pressure on financial firms across the UK. Financial advisers have an...
Firms using vulnerability assessments for their Consumer Duty compliance are identifying a similar proportion of vulnerable clients as the FCA’s own findings, new data from the MorganAsh Resilience System (MARS) can reveal. MorganAsh, a support services provider to...
The PFS and CII have launched a new Consumer Duty digital learning suite, adding to the extensive toolkit of resources already available to members to help them comply with the FCA regulations. The suite has been developed with financial service experts and includes...
Written by Andrew Gething, Founder and Managing Director at MorganAsh Consumer Duty places particular focus on identifying and measuring...
Clinical reg tech provider, Comentis, has today announced an agreement with In Partnership, a leading network of financial and...
Analysis by the UK’s first financial services digital marketing agency, Balance, found that guidance based on Google’s EEAT guidelines and...
One in 10 advisers are looking to exit the industry because of the Consumer Duty as more than a third say regulations are harming their...
Today marks the first month since the Consumer Duty went live. We can now expect every FCA consultation, study, or policy intervention to...
As part of its Consumer Duty support, Quilter has launched a new client communications guide to help financial advisers deliver...
Consumer Duty should lead to more proactive referrals for added-value support, says RedArc, the nurse-led health and wellbeing...
Wealth management firm James Sharp has implemented the MorganAsh Resilience System, to assess, measure and report on their customers’...
39% of advisers believe that more detailed vulnerability training will be beneficial for the industry 22% of advisers cited documenting...
July 31st saw Consumer Duty come into force bringing about the biggest regulatory change that most people in the financial services...
There is no doubt that the next 12 months will be a testing time for IFAs. The Consumer Duty kicked in on 31 July and now the FCA is ready...
Following the high demand for its Savings Audit Tool, the new Moneyfacts Consumer Duty Audit Tool for Mortgages is now available to...
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