Regulation & Compliance
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UK companies are leaving millions of pounds exposed and underperforming, new research suggests
UK businesses could be losing tens of thousands of pounds a year in missed interest while leaving large sums of cash potentially…
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Stablecoin regulation must not be delayed, and must balance risk mitigation with innovation
Today, the cross-party House of Lords Financial Services Regulation Committee has published its report, ‘Stablecoins: waiting for regulation’. The report concludes that…
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AJ Bell finds advisers divided over FCA’s proposed simplified advice changes
The FCA has recently proposed changes to the pensions and investment advice rules with the aim of widening access to regulated advice.…
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Quilter launches targeted support offering via Quilter Invest
Quilter, the wealth manager and financial adviser, has today launched a new targeted support offering, available through Quilter Invest. Quilter Invest is…
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PIMFA responds to FCA’s Simplifying the Pensions and Investment Advice Rules consultation
PIMFA, the trade association representing wealth managers and financial advisers across the UK, has issued its response to the Financial Conduct Authority’s…
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Jodie Gallagher: Why simplified advice alone won’t close the advice gap
The FCA’s Simplified Advice drive may help tackle the advice gap, but it’s technology, data quality and operational readiness that will determine…
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The FCA’s Consumer Duty challenge is changing shape
When the Consumer Duty first came into force in July 2023, it dominated regulatory discussion across financial services. But the preparation had…
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FCA bereavement review: a test of trust, not just compliance
Rob Ord, consulting partner, and Graeme Devlin, head of risk, regulation, and compliance – Wealth and Asset Management at global management and…
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Redress system reform must not leave vulnerable consumers locked out of justice, TISA urges
The Investing and Saving Alliance has urged the FOS and FCA to ensure proposed reforms to the redress system include clear safeguards…
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FCA sets out guidance to support innovation in fund tokenisation
Asset managers will find it easier to unlock the benefits of fund tokenisation, following the publication of new guidance by the Financial…
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