Written by DataEQ's Jamie Botha The Financial Conduct Authority (FCA) recently published a review of firms’ progress in implementing the Consumer Duty regulation, set to come into effect from 31 July 2023. Applicable to all UK-based firms providing retail financial...
Product providers need to invest in their back-office admin and improve their service if they are to help advice firms fulfil the Regulator’s Consumer Duty intentions, says Origo. The FinTech, with 33 years of experience in delivering technology solutions to...
Product providers need to invest in their back-office admin and improve their service if they are to help advice firms fulfil the Regulator’s Consumer Duty intentions, says Origo. The FinTech, with 33 years’ experience of delivering technology solutions to the...
The charity Surviving Economic Abuse (SEA) in partnership with law firm Simmons & Simmons and funded by abrdn Financial Fairness Trust and Joseph Rowntree Charitable Trust, have today launched a briefing which helps financial service firms understand their new...
New research from the Financial Services Compensation Scheme (FSCS) reveals that almost two-thirds (64%) of UK adults with savings,...
The Consumer Duty is a “watershed moment” for firms offering investment services and financial advice, that must be taken extremely...
With six months to go until the FCA’s Consumer Duty comes into effect Oliver Sharland, managing principal at consultancy Capco, comments...
As the FCA’s Consultation Paper on SDR closed this week, Abi Reilly, Funds Practice Lead at Bovill, has commented. She said: “Bovill...
In response to the FCA's consultation on SDR and investment labelling, Chris Cummings, Chief Executive of the Investment Association (IA)...
As the FCA’s multi-firm review highlights areas of focus for firms implementing Consumer Duty, Andrew Gething, Consumer Duty expert and...
With six months to go before the Consumer Duty comes into force, the Financial Conduct Authority (FCA) has published a review of how firms...
Aegon's Steven Cameron and Quilter's Jon Greer comment on the FCA’s thematic review of retirement income advice. Steven Cameron, Pensions...
Written by Rich Horner, Head of Individual Protection, MetLife UK The start of a New Year always brings the promise of opportunity, and,...
The overarching principle of the Consumer Duty rules is that a firm must act to deliver “good outcomes” for retail customers. There are...
By Terry Dawson, Managing Director, StarCompliance Market abuse regulations are not as prescriptive for publicly traded companies (i.e....
The FCA is beginning to “flex its muscles” with notices issued to firms needing more data on vulnerability - a Consumer Duty expert has...
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