Regulation & Compliance
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Beyond annual reviews: Oxford Risk comment on the case for dynamic suitability
Much of the commentary around CP26/10, the FCA’s consultation on simplifying pensions and investment advice rules, has focused on the “death of…
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Legal insight | Why are pre-nups more complex where clients operate across different jurisdictions?
Natasha Grande, co-founder and partner at specialist family law firm G&G Law, examines why pre-nuptial agreements become far more complex when clients…
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Aviva receives FCA approval to deliver targeted support
Aviva has received regulatory approval from the Financial Conduct Authority (FCA) to provide targeted support to its customers. This marks an important…
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Simpler climate reporting rules could save firms £20m annually
Investment firms could save around £20m a year under new proposals from the Financial Conduct Authority (FCA) to simplify climate reporting for investment products. The…
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UK companies are leaving millions of pounds exposed and underperforming, new research suggests
UK businesses could be losing tens of thousands of pounds a year in missed interest while leaving large sums of cash potentially…
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Stablecoin regulation must not be delayed, and must balance risk mitigation with innovation
Today, the cross-party House of Lords Financial Services Regulation Committee has published its report, ‘Stablecoins: waiting for regulation’. The report concludes that…
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AJ Bell finds advisers divided over FCA’s proposed simplified advice changes
The FCA has recently proposed changes to the pensions and investment advice rules with the aim of widening access to regulated advice.…
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Quilter launches targeted support offering via Quilter Invest
Quilter, the wealth manager and financial adviser, has today launched a new targeted support offering, available through Quilter Invest. Quilter Invest is…
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PIMFA responds to FCA’s Simplifying the Pensions and Investment Advice Rules consultation
PIMFA, the trade association representing wealth managers and financial advisers across the UK, has issued its response to the Financial Conduct Authority’s…
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Jodie Gallagher: Why simplified advice alone won’t close the advice gap
The FCA’s Simplified Advice drive may help tackle the advice gap, but it’s technology, data quality and operational readiness that will determine…
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