Regulation & Compliance
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Research reveals tailored support improves financial decision making
When guidance is tailored to an individuals’ circumstances and presents clear, relevant options, consumers will make better financial decisions according to new research from…
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AJ Bell’s Ryan Hughes discusses outcomes of Woodford Equity Income fund scheme of arrangement meeting
Ryan Hughes, interim AJ Bell Investments managing director, comments on the outcome of the Woodford Equity Income fund scheme of arrangement meeting. He…
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FCA proposes to ‘close the advice gap’: analysis and reactions
In an attempt to provide greater support for people’s financial decisions, the Financial Conduct Authority (FCA) and the Government are proposing multiple…
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FCA contacts platform and SIPP operators with concerns about treatment of cash balances
The Financial Conduct Authority (FCA) has today written to investment platforms and SIPP operators setting out its concerns on the way they…
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STEP’s response to the Law Commission’s Supplementary Consultation Paper: Making a will
STEP, the global professional body for inheritance advisors, has responded to the Law Commission of England and Wales’ (the Law Commission’s) supplementary…
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FCA sets out new rules to maintain access to cash in increasingly digital world
The Financial Conduct Authority (FCA) has proposed new rules to maintain reasonable access to cash for personal and business customers across the…
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FCA publishes update on the cash savings market
The FCA have today published a data update on the cash savings market. The update revealed some indications of a more competitive cash savings…
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Financial watchdog sets out credit information market improvements
People will find their credit files better reflect their financial circumstances, under proposals announced by the Financial Conduct Authority (FCA). The change…
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Personal investment firms that give bad advice to hold capital for redress
The Financial Conduct Authority (FCA) has today announced proposals to require personal investment firms to set aside capital so that they can cover compensation…
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Sustainability disclosure and labelling regime confirmed by the FCA
The FCA has confirmed a substantial package of measures to improve the trust and transparency of sustainable investment products and minimise greenwashing.…

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