Consumer Duty
-
Consumer Duty could impact advisers’ business models according to HRIS
Consumer Duty could have an impact on IFAs’ business models, warns Hymans Robertson Investment Services (HRIS). The regulation provides clarity on what…
-
Consumer Duty – an opportunity to make valuable change or just another stop on the route to Compliance Fatigue?
By Neil Herbert, Director of HRComply In this article – and following our joint survey with IFA magazine of Advisers’ attitudes to…
-
Defaqto to launch ‘Consumer Duty Profiles’ to support providers, asset managers and advisers with compliance
A new product/service from Defaqto has been announced today, which will help advisers meet their regulatory needs as part of the FCA’s Consumer Duty…
-
Why stress-testing has real-world implications for advisers in the Consumer Duty era
Written by Chet Velani, Managing Director at EV Chet Velani, Managing Director of EV, considers the growing importance for advisers to stress…
-
LiveMore publishes Consumer Duty white paper
LiveMore, the mortgage lender for people aged 50-90+, has published a white paper entitled, “Consumer Duty: why later life lending is about…
-
Consumer duty ‘will boost consumer retail investment’, according to iPensions Group
Advisers are confident the implementation of new Consumer Duty rules will deliver on their key aim of boosting consumer retail investment with…
-
Latest Paradigm Consumer Duty video addresses fair value assessments
Paradigm has launched the latest in its Consumer Duty video series, which provides information and guidance to all advisory firms preparing for…
-
Industry needs to look at where its processes fall short of Consumer Duty, says Origo
The financial services industry will need to address the areas where its processes are falling short for customers/clients, if it is to…
-
ESG Accord launch new ‘Accord Initiative’ with resources to help advisers with Consumer Duty
With details revealed today, the ‘Accord Initiative’ is a suite of compliance, education, CPD and Regulatory analysis services, all delivered to advisers…
-
Aegon sets out practical recommendations for advisers as Consumer Duty countdown enters final month
The industry is now in the final month ahead of the FCA’s Consumer Duty 31 July deadline. Last week, the FCA published…
IFA Talk is our flagship podcast, that fits perfectly into your busy life, bringing the latest insight, analysis, news and interviews to you, wherever you are.