Consumer Duty
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PFS launches new Consumer Duty resource hub
The PFS has launched a new Consumer Duty resource hub for its members and others working across the financial planning profession. The PFS has…
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How financial advisers can ensure they are ready to tackle Consumer Duty
In today’s financial landscape, the role of financial advisers is more critical than ever. As consumers navigate complex investment decisions and seek…
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Door Ventures Adapts Consumer Duty Questionnaire To Align With Industry Needs
Door Ventures have announced they have adapted their Consumer Duty question set to align with updated industry guidelines. Earlier this year Door…
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Three Consumer Duty blind spots advisers must watch out for
Written by John Higginbottom, Head of Regulatory Propositions at Bankhall Consumer Duty has changed the game for financial advisers. More than ever,…
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Shaping your centralised investment process to meet the new Consumer Duty regulations
Written by Stephen Hunter, Head of Business Development, Momentum Global Investment Management Many advisers will already be experiencing Consumer Duty fatigue with…
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MorganAsh and Investor in Customers partner to provide Consumer Duty reports
MorganAsh and Investor in Customers have partnered to provide firms with reports to meet the needs of Consumer Duty. Investor in Customers…
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The Consumer Duty rules – where have we got to? Analysis from Compliance Consultant, Tony Catt
With the integration of the FCA’s Consumer Duty Rules just a few short weeks away, Compliance Consultant, Tony Catt, reminds…
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Behavioural Science is key to Consumer Duty compliance
The FCA’s new Consumer Duty comes into force this summer and promises to deliver one of the biggest shifts in conduct regulation…
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Advisers warned to recognise the role of communications in delivering value for money under Consumer Duty
Over a third of investors (37%) said they would use the quality of communications from their IFA to assess their advisers’ performance,…
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SimplyBiz announces next wave of support for advisers in countdown to Consumer Duty arrival
SimplyBiz has announced its programme of support for advisers as they reach the six-week marker until Consumer Duty implementation. The support includes…
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