Regulation & Compliance
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FCA allows firms to experiment with AI alongside NVIDIA
The Financial Conduct Authority (FCA) has announced today that it will launch a Supercharged Sandbox to help firms experiment safely with AI…
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FCA leads international crackdown on illegal finfluencers – reaction
Regulators across the globe, led by the Financial Conduct Authority (FCA), have joined forces to protect social media users from illegal financial…
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Expectations of trustees grow as the pension landscape transforms – TPR
A new strategy to drive up standards of trusteeship will be launched by TPR. In a keynote speech, Chief Executive Nausicaa Delfas said…
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Consultation on compensation interest levels launched by FOS
The Financial Ombudsman Service has today (4 June) opened a consultation on the interest rate applied to the compensation awarded to consumers. This is…
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AJ Bell shares regulatory outlook for June: targeted support on the horizon as FCA set to publish raft of updates
With plenty of regulatory updates expected over the coming month. AJ Bell director of public policy, Tom Selby, and head of public policy, Rachel Vahey, share…
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Spreading financial expertise: EFPA’s certified advisors in Europe now exceed 100,000
The European Financial Planning Association (EFPA) has surpassed 100,000 certified financial advisors across 13 countries, marking a significant milestone as it celebrates 25 years since its…
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No major shift in adviser platform priorities despite consumer duty
New analysis from Defaqto reveals that the core factors financial advisers prioritise when selecting platforms have remained largely unchanged since 2022 – despite the…
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Simplify Consulting comments on FCA streamlines complaints data reporting requirements for firms
Following the FCA’s announcement to streamline complaints data reporting requirements for firms, Dom House, Lead Consultant at Simplify Consulting, said: “The FCA complaints review announced today…
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FCA Financial Lives Survey sparks industry calls for investment culture shift and greater support – reaction
The Financial Conduct Authority (FCA) this morning released its latest Financial Lives survey, laying bare the growing concerns over financial resilience and…
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More people have bank accounts but one in ten have no cash savings, FCA Financial Lives survey reveals
The Financial Conduct Authority (FCA) has found that one in ten people have no cash savings at all, and another 21% have…
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