Regulation and Compliance
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FCA announces £12 million compensation to be paid to thousands of struggling borrowers
The Financial Conduct Authority (FCA) expects lenders to learn the lessons from good and poor practices during the coronavirus (Covid-19) pandemic to…
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MorganAsh and Moneyhub join forces to address vulnerability and Consumer Duty
MorganAsh, the leading support services provider, and Moneyhub, the market leading Open Finance, Open Data, and payments platform, are working together to…
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CII appoints new Chief Digital and Information Officer
The Chartered Insurance Institute and Personal Finance Society are today announcing the appointment of a new Chief Digital and Information Officer to…
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PFS issues a statement regarding data breach
The Personal Finance Society (PFS) has released the following statement about a data breach this afternoon, which, after notifying all its membership,…
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Advisers’ compliance with the Consumer Duty could be in jeopardy if investment third parties fail to share robust reports, warns HRIS
Advisers’ ability to fully comply with Consumer Duty is in jeopardy if their investment providers don’t provide them with regular transparent updates or operate…
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SRI Services welcomes FCA’s landmark SDR consultation
SRI Services welcomes the publication of the FCA’s new Sustainability Disclosure Requirements (SDR) and Investment Labels consultation paper. This paper, CP 22/20,…
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Real risk of complacency on Consumer Duty October deadline – Tenet comments
[et_pb_section admin_label=”section”] [et_pb_row admin_label=”row”] [et_pb_column type=”4_4″][et_pb_text admin_label=”Text”] With the 31st October Consumer Duty deadline approaching, Warren Vickers, Managing Director at Tenet Compliance…
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FCA raises the ESG bar to prevent greenwashing – comment from AJ Bell’s Khalaf
Laith Khalaf, head of investment analysis at AJ Bell, comments on the FCA’s proposed crackdown on greenwashing: “The FCA is raising the…
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FCA proposes new rules to tackle greenwashing
In a bid to clamp down on greenwashing, the Financial Conduct Authority (FCA) is proposing a package of new measures including investment…
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FCA launches discussion on competition impacts of Big Tech on financial services industry
The FCA is seeking views on the potential competition benefits and harms from Big Tech firms’ entry into a range of retail…
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