Regulation & Compliance
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Customers at the heart of your business? Now is the time to prove it says AI Regtech business Aveni
Financial services businesses need to act now to prove that they really put the customer first or risk non-compliance with Consumer Duty…
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FCA simplified advice consultation – reaction
Following today’s FCA consultation into a new simplified advice regime a selection of industry experts have commented. Alastair Black, Head of Industry…
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FCA proposes ways to make financial advice more accessible
As part of its consumer investment strategy, the Financial Conduct Authority (FCA) has set out new proposals to improve people’s access to financial…
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FCA’s redress for British Steel pension scheme members is a ‘huge relief’ says AJ Bell’s Tom Selby
Written by Tom Selby, head of retirement policy at AJ Bell Today’s news will undoubtedly come as a huge relief for those…
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FCA confirms plans to deliver redress to over 1,000 former British Steel Pension Scheme members
The FCA has published final rules for a redress scheme for former members of the British Steel Pension Scheme (BSPS) who received…
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Commission calls on FCA to improve philanthropy advice in financial services sector
Regulator should mandate training for advisors and pursue regulation, says report The Financial Conduct Authority (FCA) should make philanthropy advice training mandatory…
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PFS publishes Consumer Duty good practice guide for Financial Advisers
In support of the Financial Conduct Authority’s (FCA) flagship regulatory reform: the Consumer Duty, the Personal Finance Society (PFS) has created a…
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TPR blog published: Equality, diversity and inclusion update
The Pensions Regulator has today published a blog setting out its ongoing work towards creating a fairer and more inclusive culture across the pensions…
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Why advisers need to conquer the client feedback fear suggests B-Compliant
Advisers are too quick to assume a lack of complaints means clients are satisfied with their service claims financial compliance specialists, B-Compliant.…
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FCA concerned about problem behaviours linked to trading app design
The Financial Conduct Authority (FCA) has warned stock trading app operators to review design features, including those with game-like elements, which risk…
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