Regulation & Compliance
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FCA warning on ‘rogue’ firms as dodgy advert interventions hit new record – AJ Bell
Written by Tom Selby, head of retirement policy at AJ Bell The cost-of-living crisis has dramatically increased the financial vulnerability of millions…
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FCA ramps up intervention on rogue financial promotions
Data published today shows that the Financial Conduct Authority (FCA) intervened to amend or withdraw 4,151 financial promotions between July and September,…
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FCA announces £12 million compensation to be paid to thousands of struggling borrowers
The Financial Conduct Authority (FCA) expects lenders to learn the lessons from good and poor practices during the coronavirus (Covid-19) pandemic to…
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MorganAsh and Moneyhub join forces to address vulnerability and Consumer Duty
MorganAsh, the leading support services provider, and Moneyhub, the market leading Open Finance, Open Data, and payments platform, are working together to…
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CII appoints new Chief Digital and Information Officer
The Chartered Insurance Institute and Personal Finance Society are today announcing the appointment of a new Chief Digital and Information Officer to…
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PFS issues a statement regarding data breach
The Personal Finance Society (PFS) has released the following statement about a data breach this afternoon, which, after notifying all its membership,…
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Advisers’ compliance with the Consumer Duty could be in jeopardy if investment third parties fail to share robust reports, warns HRIS
Advisers’ ability to fully comply with Consumer Duty is in jeopardy if their investment providers don’t provide them with regular transparent updates or operate…
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SRI Services welcomes FCA’s landmark SDR consultation
SRI Services welcomes the publication of the FCA’s new Sustainability Disclosure Requirements (SDR) and Investment Labels consultation paper. This paper, CP 22/20,…
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Real risk of complacency on Consumer Duty October deadline – Tenet comments
[et_pb_section admin_label=”section”] [et_pb_row admin_label=”row”] [et_pb_column type=”4_4″][et_pb_text admin_label=”Text”] With the 31st October Consumer Duty deadline approaching, Warren Vickers, Managing Director at Tenet Compliance…
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FCA raises the ESG bar to prevent greenwashing – comment from AJ Bell’s Khalaf
Laith Khalaf, head of investment analysis at AJ Bell, comments on the FCA’s proposed crackdown on greenwashing: “The FCA is raising the…
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