FCA
-
FCA CEO confirms CISI’s “incredibly important role” & CISI CEO says “act like a charity, think like a business” is secret of success
The CISI plays an incredibly important role, often below the radar, in helping to boost the development of financial services education and…
-
New leadership at the European Central Bank and Bank of England: The talk of the town
With Mario Draghi and Mark Carney both scheduled to step down imminently Shane Canavan, Director at JCRA, looks at the legacies they…
-
Senior Managers and Certification Regime: FCA issues reminder
The FCA has issued a reminder to FSMA authorised firms that they need to start preparing today to be ready for the…
-
FCA Platform Market Study – comment
Today the FCA has released the Investment Platforms Market Study, Final Report. Here is some of the feedback coming into the IFA…
-
FCA Interim Investment Platform Market Study: comment
Commenting on the FCA’s report into investment platforms are a number of leading voices: Kevin Russell, proposition director at SEI Wealth Platform, said: “This provisional…
-
FCA says it is consulting on the introduction of a new directory of regulated individuals and firms
The FCA said today that its consulting on proposals to introduce a Directory – a new public register for checking the details…
-
“This is a great initiative by the FCA on transparency, but…”
The policy statement from the FCA on the Asset Management Market Study caused a great deal of comment. Here’s a select few.…
-
FCA investment platform market study
The FCA has today published the terms of reference for its Investment Platform Market study and Hargreaves Lansdown has commented. The firm’s head of…
-
Joint solution to FSCS and PII market flaws required says PFS
As part of its submission to an FCA consultation, The Personal Finance Society (PFS) has called for a joint solution to what…
-
FSCS funding review will not go far enough say advisers
New research shows that most IFAs believe the ongoing FSCS funding review by the FCA will not go far enough. The research,…
IFA Talk is our flagship podcast, that fits perfectly into your busy life, bringing the latest insight, analysis, news and interviews to you, wherever you are.
