FCA
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Tenet launches new PII scheme
Tenet, the Leeds-based adviser support group, has launched a new professional indemnity insurance (PII) scheme for directly authorised advisers. Tenet says it…
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APFA calls upon FCA to apply principle of proportionality
The Association of Professional Financial Advisers (APFA) has called on the FCA to apply the principle of proportionality in implementing MiFID II.…
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Changes needed in asset management sector says regulator as major study raises serious issues
There is weak price competition in some areas of the asset management sector and greater transparency is needed on charges says the…
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New Financial Services Register Launches On Monday And Scam Firms Are Included For First Time
The FCA has just announced that on Monday 7th September, it will launch a new Financial Services Register and for the first…
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first independent art advisor to carry FCA approval launches
The first independent art advisor in the market to carry FCA approval has just been launched. It’s called Cadell + Co and…
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Major Review Of Financial Advice Market Launched
There’s to be a major review of how people access financial advice. It’s being launched by HM Treasury and the Financial Conduct…
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FCA Boss To Step Down In September
FCA boss Martin Wheatley is to step down in September. Tracey McDermott, who’s currently Director of Supervision – Investment, Wholesale and Specialist…
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Senior FCA Supervision Role for Jonathan Davidson
The FCA has appointed Jonathan Davidson as the new Director of Supervision – Retail and Authorisations. He takes up the post in…
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Advising On The FCA’S Retirement Income Study
Andy McCabe, Managing Director of Selectapension, takes a look at the FCA’s retirement income study: Last week the FCA published its retirement…
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Struggling Consumers
Consumers are struggling to understand structured products and overestimate the expected returns. This is the conclusion of a research paper just published…
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