Regulation and Compliance
-
The FCA’s new anti-greenwashing rule – what’s ahead?
Written by Paul Gair, partner, James Matthews, managing associate, and Claire Kershaw, knowledge lawyer, in the financial disputes and investigations team at…
-
Are you prepared for PIF changes? The clock is ticking…
By Gavin Sharpe, associate director, financial services, RSM UK In late 2023, the FCA announced it was changing the way Personal Investment…
-
Vulnerability – there is no room to ignore it
Written by Joseph Twigg, CEO, Aveni The topic of customer vulnerability is not a new one in financial services. But, how seriously…
-
The Timebank: Dear Regulator…is it time for change in the treatment of regulated vs unregulated products?
With their take on the occasional ‘Dear CEO’ letter that comes out of the FCA, The Timebank shares their latest instalment to the…
-
PIMFA raises serious concerns about FCA’s enforcement proposals
In its response to the consultation released today, PIMFA has said that in its view, the FCA’s proposals for public announcements of…
-
Is simple signposting enough to truly support vulnerable customers?
Written by Andrew Gething, managing director at MorganAsh Consumer Duty in financial services and similar regulation in utilities require firms to understand…
-
MorganAsh and FWD Research partner up to support firms Consumer Duty vulnerability requirements
MorganAsh, a specialist in vulnerable consumer management to the financial services and utilities sectors, has revealed today that it has partnered with…
-
FCA confirms anti-greenwashing guidance and proposes extending sustainability framework: reaction
Ahead of the anti-greenwashing rule coming into force on 31 May, the Financial Conduct Authority (FCA) is supporting industry with guidance to…
-
‘Big Tech a priority’ says FCA Chief Executive
In a speech delivered today, the Financial Conduct Authority’s (FCA) Chief Executive Nikhil Rathi announced the regulator’s plans to examine how Big…
-
Advisers ‘complacent’ on decumulation approach in light of thematic review, finds Copia
New research from Copia Capital in conjunction with the lang cat reveals that at the start of this year, just one in…
IFA Talk is our flagship podcast, that fits perfectly into your busy life, bringing the latest insight, analysis, news and interviews to you, wherever you are.