Regulation & Compliance
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The unintended consequences of RDR – Verona Kenny of 7IM reflects on the legislation
Changes to legislation in recent years have brought big changes to the way advice is delivered for clients in the UK. Verona…
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Assessing value for money in a post-MiFID world -lang cat’s Mike Barrett has a practical take on it for advisers
With platforms set to issue new cost and charge statements to investors imminently, Mike Barrett of the lang cat argues that now…
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The investment platforms market study – compliance consultant Tony Catt reviews the FCA’s IPMS
Compliance consultant Tony Catt reviews the FCA’s IPMS and suggests that its main focus on improved switching should benefit both advisers and…
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Why is Clark Kent looking dishevelled?
As the FCA takes a look into the drivers of change and sources of potential harm in various markets – including saving,…
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PFS announces new 2018/2019 practitioner panel
The Personal Finance Society (PFS) has announced its new Financial Planning Practitioner Panel for 2018/2019. The panel will continue to be chaired…
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Alliance challenges FCA to do more to support professionalism in UK financial services
A financial services alliance is challenging the FCA to do more to support professionalism in UK financial services. The Chartered Body Alliance,…
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FCA says it is consulting on the introduction of a new directory of regulated individuals and firms
The FCA said today that its consulting on proposals to introduce a Directory – a new public register for checking the details…
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FCA’s Retirement Outcomes Review – comment
A selection of comments regarding the FCA’s Retirement Outcomes Review: Stephen Lowe, group communications director at specialist financial services company Just Group,…
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Julie Lord: “The FCA listened to us…”
As the new DB rules make cashflow modelling effectively mandatory, speaking at the PFS Power Live conference today, Julie Lord, director of…
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“This is a great initiative by the FCA on transparency, but…”
The policy statement from the FCA on the Asset Management Market Study caused a great deal of comment. Here’s a select few.…
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