Regulation & Compliance
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FCA says it is consulting on the introduction of a new directory of regulated individuals and firms
The FCA said today that its consulting on proposals to introduce a Directory – a new public register for checking the details…
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FCA’s Retirement Outcomes Review – comment
A selection of comments regarding the FCA’s Retirement Outcomes Review: Stephen Lowe, group communications director at specialist financial services company Just Group,…
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Julie Lord: “The FCA listened to us…”
As the new DB rules make cashflow modelling effectively mandatory, speaking at the PFS Power Live conference today, Julie Lord, director of…
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“This is a great initiative by the FCA on transparency, but…”
The policy statement from the FCA on the Asset Management Market Study caused a great deal of comment. Here’s a select few.…
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FCA’s projection rates for investment firms
Friday’s consultation paper from FCA on the projection rates used by investment firms when showing customers what their money might be worth…
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FCA investment platform market study
The FCA has today published the terms of reference for its Investment Platform Market study and Hargreaves Lansdown has commented. The firm’s head of…
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FCA Asset Management Report: Industry comment
Vanguard Sean Hagerty, Managing Director, Europe: “This is an important moment for UK investors. We support the FCA’s efforts to lower the…
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Advisers concerned over poor communications with FCA
Nearly all advisers feel left in the dark when it comes to regulator accountability. New research from Panacea, an online resource for…
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Joint solution to FSCS and PII market flaws required says PFS
As part of its submission to an FCA consultation, The Personal Finance Society (PFS) has called for a joint solution to what…
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Latest FCA retirement income data
The latest bulletin on retirement income data has just been published by the FCA and you can access it here. According to…
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