Regulation & Compliance
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F&C Multi-Manager Solutions Team Notches Up 20 Years
The F&C Multi-Manager Solutions Team is celebrating 20 years in fund management and has taken the opportunity to look back over their…
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APFA argues for tougher action against CMCs
The Association of Professional Financial Advisers (APFA) wants the regulator to get tougher with the claims management industry. APFA has published a…
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FCA Highlights Rise of Robots as RBS Chops Advisory Jobs
Just as the use of robo-advice has been highlighted in this week’s publication of the FAMR recommendations, out comes news that the…
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No 15 Year Long Stop for IFAs Says FCA
At the end of today’s FCA statement regarding the Financial Advice Market Review (FAMR), came disappointing news for many IFAs with confirmation…
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FCA Says Reforms Will Make Financial Advice Better For Consumers
The FCA predicts that thanks to recommendations from the Financial Advice Market Review (FAMR), which is published today, millions of people could…
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WH Ireland Fined £1.2m By FCA
WH Ireland Limited has been fined £1.2m by the FCA and has also been restricted from taking on new clients in its…
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Advisers See Pension Freedom Changes As Biggest Development Opportunity
The vast majority of financial advisers (90%) see the UK pension freedom changes as their single biggest business development opportunity. This is…
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Professional Association Calls For Product Levy To Reform FSCS Funding
The Association of Professional Financial Advisers (APFA) has just published its Position Paper on FSCS levy funding. This is part of APFA’s…
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APFA Says Advisers Must Do More To Highlight Regulatory Costs
Advisers must do more to highlight regulatory costs to clients says The Association of Professional Financial Advisers (APFA). APFA has just published…
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Tavistock Updates on Standard Financial Group
AIM-quoted Tavistock Investments has updated shareholders on its acquisition of Standard Financial Group Ltd (including its two trading subsidiaries Financial Ltd and…
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