Regulation & Compliance
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FCA’s projection rates for investment firms
Friday’s consultation paper from FCA on the projection rates used by investment firms when showing customers what their money might be worth…
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FCA investment platform market study
The FCA has today published the terms of reference for its Investment Platform Market study and Hargreaves Lansdown has commented. The firm’s head of…
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FCA Asset Management Report: Industry comment
Vanguard Sean Hagerty, Managing Director, Europe: “This is an important moment for UK investors. We support the FCA’s efforts to lower the…
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Advisers concerned over poor communications with FCA
Nearly all advisers feel left in the dark when it comes to regulator accountability. New research from Panacea, an online resource for…
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Joint solution to FSCS and PII market flaws required says PFS
As part of its submission to an FCA consultation, The Personal Finance Society (PFS) has called for a joint solution to what…
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Latest FCA retirement income data
The latest bulletin on retirement income data has just been published by the FCA and you can access it here. According to…
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FSCS funding review will not go far enough say advisers
New research shows that most IFAs believe the ongoing FSCS funding review by the FCA will not go far enough. The research,…
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APFA calls upon FCA to apply principle of proportionality
The Association of Professional Financial Advisers (APFA) has called on the FCA to apply the principle of proportionality in implementing MiFID II.…
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FCA should do more to protect consumers says trade body, as should IFAs
The FCA is being asked to do more to protect consumers by tightening the rules around the provision of unregulated investments. The…
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FCA publishes findings of thematic review of non-advised annuity sales – there are concerns
Although the FCA has found no evidence of industry-wide, or systemic failure to provide customers with sufficient information about enhanced annuities through…
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