Regulation and Compliance
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ABI responds to FCA update on enforcement proposals and its joint update with the PRA on diversity and inclusion
On the FCA’s latest update not to take forward its proposals to publicise enforcement investigations: ABI Director General Hannah Gurga said: “The FCA’s…
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FCA issues statement updating on its enforcement transparency proposals and D&I – plus reaction
The FCA has released the following statement today, which we have published below in full – as well as including some reactions…
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New PFS guidance consolidates resources for Consumer Duty compliance
The Personal Finance Society (PFS) has published new guidance that consolidates Consumer Duty resources to support firms and personal finance professionals with…
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Changes in legislation needed to support DB Scheme surplus and unlock £400bn worth of capital, warns Hymans Robertson
Regulatory reform could potentially generate £400bn of surplus capital in DB pensions schemes according to analysis by Hymans Robertson. The firm calculates…
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Understanding the FCA’s priorities: Key insights for advisers
The financial advice sector is no stranger to regulation, but the Financial Conduct Authority (FCA) has made it clear that firms must…
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FCA sets out steps to support home ownership
The Financial Conduct Authority (FCA) has set out steps it will take to improve access to mortgages. The FCA is reminding lenders…
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FCA encourages vulnerable customers to open up to financial services firms to get the right support – reaction from across the industry
Just 4-in-10 vulnerable customers say they have disclosed their needs to their financial services provider, new research released today from the Financial…
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M&G’s Sustain Paris Aligned Range to adopt ‘Sustainability Improvers’ label in the UK
M&G Investments today announces that it intends to adopt the ‘Sustainability Improvers’ label1 for M&G’s Sustain Paris Aligned fund range. The range includes…
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How BareRock is changing the Professional Indemnity Insurance game to be a bit ‘sexy’
For too long, professional indemnity (PI) insurance has remained stagnant , bound by outdated practices and rigid frameworks that fail to meet the…
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Staying compliant and competitive with technology to empower financial advisers
Written by Jordan Westcott, Managing Director at Timewade Regulatory compliance is a constant challenge for wealth managers and independent financial advisers. With…
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