Regulation and Compliance
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Compliance strategies for navigating the next recession with rising tariffs and trade deals
by David Clee, CEO and Founder at MirrorWeb With a recession looming and global trade becoming ever more volatile, compliance is no…
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Redress system reforms to prevent compensation delays and provide predictability needed for innovation
The Financial Conduct Authority (FCA) and Financial Ombudsman Service are seeking to modernise the financial redress system to help prevent it becoming…
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Financial Ombudsman Service announces change to compensation interest levels
The Financial Ombudsman Service has today (15 July) announced plans to change the interest rate applied to the compensation awarded to consumers.…
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FCA fines Monzo £21m for failings in financial crime controls
The Financial Conduct Authority (FCA) has fined Monzo Bank Ltd £21,091,300 for its inadequate anti-financial crime systems and controls between October 2018…
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Firms should take steps now as FCA publishes new non-financial misconduct rules, says RSM UK
As the FCA publishes new regulation on bullying and harassment in financial services firms, RSM UK says firms should take steps now…
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FCA clarifies expectations on bullying, harassment and violence to deepen trust in financial services
Serious bullying and harassment in financial firms qualify as misconduct, under rules confirmed by the Financial Conduct Authority (FCA). Previously, it was…
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FCA’s new ‘targeted support’ proposals spark industry optimism for closing the advice gap| Industry leaders react positively to today’s news
The Financial Conduct Authority’s (FCA) latest consultation on “targeted support” has been met with broad industry approval, with many welcoming it as…
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FCA’s targeted support proposal could help millions left behind by the advice gap
Following today’s announcement of the FCA’s consultation paper on targeted support, Steven Levin, CEO of Quilter, has shared his detailed analysis on what this…
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FCA announces once-in-a-generation advice changes to help millions navigate their financial lives
Millions more people could get help navigating their financial lives with support on pensions and investments, under proposals announced today by the…
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FCA continues mortgage rule review to boost home ownership
First-time buyers, the self-employed and people borrowing into retirement could benefit from further possible changes to mortgage rules. The FCA is seeking…
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