Regulation and Compliance
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AdvisoryAI launches Colin: the AI checking all documents are compliant in minutes
AdvisoryAI, award-winning AI platform for financial advisers, continues to lead innovation in faster delivery of compliant financial advice, with the launch of…
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Dynamic Planner’s Advice 2025 survey finds 1 in 2 firms look to segment clients ahead of Advice Guidance Boundary Review outcome
Advice 2025, a new independent survey from Dynamic Planner, the UK’s leading digital advice platform, has found that ahead of the Advice…
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Oxford Risk analysis reveals advice suitability makes up 61% of new financial Ombudsman Service’s adviser complaints
Mis-selling and suitability of advice make up 61% of all new complaints about financial advisers to the Financial Ombudsman Service (FOS), new…
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FSCS confirms 12 firms were declared in default in April and May 2025
FSCS has confirmed that the 12 firms below were declared in default in the last two months – which means they have…
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FCA appoints Sarah Pritchard as deputy chief executive to manage growing remit, support growth and drive reform
Sarah Pritchard has been appointed deputy chief executive of the Financial Conduct Authority (FCA). The new role has been created to…
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FCA to lift ban on crypto ETNs to support UK growth and competitiveness
The Financial Conduct Authority (FCA) has reported that it is proposing to lift the ban on offering crypto exchange traded notes (cETNs)…
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FCA allows firms to experiment with AI alongside NVIDIA
The Financial Conduct Authority (FCA) has announced today that it will launch a Supercharged Sandbox to help firms experiment safely with AI…
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FCA leads international crackdown on illegal finfluencers – reaction
Regulators across the globe, led by the Financial Conduct Authority (FCA), have joined forces to protect social media users from illegal financial…
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Expectations of trustees grow as the pension landscape transforms – TPR
A new strategy to drive up standards of trusteeship will be launched by TPR. In a keynote speech, Chief Executive Nausicaa Delfas said…
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Consultation on compensation interest levels launched by FOS
The Financial Ombudsman Service has today (4 June) opened a consultation on the interest rate applied to the compensation awarded to consumers. This is…
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