Regulation and Compliance
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The Martians are Safe from Us
Nick Samouilhan, Multi-Asset Fund Manager at Aviva Investors, says that when we talk about risk, we need to be very clear about…
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FCA Publications – July to December 2013
Important: The following abbreviated summary of FCA publications and announcements has been compiled by IFA Magazine, based on information published on the…
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Compliance: Integration, Integration, Integration
Lee Werrell, Managing Director of CEI Compliance Ltd, says this year will bring challenges of integration to the FCA. Not least, in the…
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Complex Products – A Kick Up The ESMA
ESMA tells firms to improve their selling practices for complex financial products Just weeks after the finalisation of the MiFID II negotiations…
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Can the FCA Hear Us Independents At All?
Don't get mad, says Gill Cardy, MD of the IFA Centre – Get Even. But you're going to need some help IFA…
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CAPE – Cyclically Adusted Nonsense?
Want to Stand Out in a Crowd? Take a Closer Look at Cyclically Adjusted Price/Earnings Ratios, says Michael Wilson You know how…
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What Makes An Ombudsman?
Gill Cardy wonders what makes an ombudsman fit for his function? No-one argues with the idea of good regulation to protect consumers…
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MiFID II – What’s Up?
Lee Werrell, Managing Director of CEI Compliance Ltd looks at MiFID II: Mid-June 2013 saw the announcement from the representatives of the…
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Banking for the Good Life
Investec, the specialist banking and investment group, is extending its reach into the personal banking sector with a premium current account, known…
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FSCS: Fixing The Safety Net
Who Pays For the FSCS Reforms, Asks the IFA Centre’s Gill Cardy? That the Financial Services Compensation Scheme needs reform is beyond…
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