Consumer Duty
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How has Consumer Duty impacted day-to-day life for advisers?
July 31st saw Consumer Duty come into force bringing about the biggest regulatory change that most people in the financial services industry…
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Culture change can turn the Consumer Duty to the IFA’s competitive advantage
There is no doubt that the next 12 months will be a testing time for IFAs. The Consumer Duty kicked in on…
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Moneyfacts launches new Consumer Duty Audit Tool for Mortgages
Following the high demand for its Savings Audit Tool, the new Moneyfacts Consumer Duty Audit Tool for Mortgages is now available to…
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Without the firepower, FCA will struggle to back up its shake-up with enforcement – comments from specialist regulatory compliance lawyer
Following the introduction of the FCA’s much-anticipated Consumer Duty, financial regulatory compliance solicitor Alessio Ianiello, associate in the Investment Fraud & Mis-Selling team at…
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Consumer Duty deadline just the starting point when it comes to vulnerability says Jonathan Barrett
Jonathan Barrett, CEO and Co-Founder at reg tech provider, Comentis,comments on the Consumer Duty deadline which has come into force today. He said: “Customer…
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Consumer Duty: processes and frameworks will now do the heavy lifting when it comes to compliance
William Marshall, CIO of Hymans Robertson Investment Services has commented on how IFAs’ ability to evidence compliance with Consumer Duty could be…
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Sopra Steria’s Craig Wilson comments on new Consumer Duty regime today
Craig Wilson, Managing Director of Private Sector at Sopra Steria has commented following the introduction of the new Consumer Duty regime today.…
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MorganAsh comments as Consumer Duty comes into force
As the FCA’s Consumer Duty regulation comes into force today Andrew Gething, managing director of MorganAsh has commented. He said: “After much preparation…
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Standard Life comments on the introduction of Consumer Duty today
Andy Curran, CEO of Standard Life, part of Phoenix Group comments on the introduction of Consumer Duty today. He said: “The advent…
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Advisers spending almost £20k on Consumer Duty as nearly half expect profits to drop
As the FCA’s Consumer Duty regulations come into force today, new research from Quilter has found that nearly half (44%) of financial…
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